RESULTS FOR POST TAG: banking regulatory compliance

Apr. 7, 2014Jeffrey J. Andersen, Iowa Banking Law Blog
Loan-origination-training

Banks should be aware of — and document — the frequency and depth of training being offered to loan originators.

Apr. 24, 2012The Dickinson Law Newsroom, Iowa Banking Law Blog
CFPB to hold supervised banks and non-banks responsible for service provider violations

The CFPB recently issued a bulletin advising of its expectations for oversight of business relationships with service providers, as defined in Dodd-Frank. The CFPB advised that it expects banks and non-banks to “have an effective process for managing the risks of service provider relationships.”

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